ALL ABOUT ASSESSMENT VALIDATION AND HOW TO VALIDATE ASSESSMENTS

All About Assessment Validation and How to Validate Assessments

All About Assessment Validation and How to Validate Assessments

Blog Article

Registration brings RTOs many duties like annual declarations, AVETMISS reporting, and marketing compliance, yet validation often proves to be the most feared.

We've covered validation in many articles, but it's worth re-examining. ASQA defines it as a quality review of the assessment procedure.

To put it differently, validation is the process of confirming the accurate parts of an RTO's assessment process and identifying what can be enhanced. A correct understanding of its components makes it less intimidating.

According to Clause 1.8 of the SRTOs 2015, RTOs must ensure their assessment systems, including RPL, comply with the training package requirements and are conducted according to the Principles of Assessment and Rules of Evidence.

According to the standards, RTOs must conduct two types of validation.

The first type of assessment validation checks that your RTO's assessment aligns with the training package requirements in your scope.

The next type of validation confirms assessments are carried out following the principles of assessment and rules of evidence.

This suggests we perform validation both before and after the assessment. This article will concentrate on the first type—assessment tool validation.

What are the Two Types of Assessment Validation?

Assessment Validation: An Explanation

As discussed earlier and in our prior blogs, validation involves two parts: (1) assessment tool validation and (2) post-assessment validation.

Assessment tool validation, often referred to as pre-assessment validation or verification, deals with ensuring all unit requirements are addressed as per the first part of the clause, ensuring complete workbook compliance.

In contrast, post-assessment validation focuses on the implementation, requiring Registered Training Organisations to conduct assessments according to the Principles of Assessment and Rules of Evidence.

Our focus in this article will be on assessment tool validation.

Steps to Perform Assessment Tool Validation

With a clear understanding of the two types of validation, let’s focus on assessment tool validation.

Ideal Times to Conduct Assessment Tool Validation

Assessment tool validation ensures that all elements, performance criteria, and performance and knowledge evidence are included in your assessment tools.

This implies that any time you get new learning resources, assessment tool validation must be done before they are used by students.

There's no need to wait for your next 5-year cycle validation schedule. Validate new resources immediately to ensure they are suitable for student use.

Nevertheless, this isn't the only occasion for this type of validation. Conduct assessment tool validation when you:

- resources get updated
- your scope includes new training products
- when course is reviewed against training product updates
- learning resources are identified as a risk during your risk assessment

The Australian Skills Quality Authority's risk-based approach to regulation means RTOs must conduct regular risk assessments. Complaints from students about learning resources signal the need for assessment tool validation.

What Training Products Need Validation?

Remember, this type of validation is to ensure all learning resources are compliant before use. All RTOs should validate all unit resources.

Key Resources for Assessment Tool Validation

Educational Materials

To validate assessment tools, you need the complete suite of your learning resources:

Mapping tool – the first document you should look at. It highlights which assessment items meet unit requirements, accelerating validation.

Learner/student workbook – ensure it is suitable as an assessment tool during validation. Check if instructions are clear and answer fields are sufficient. This is a common issue.

Assessor guide/marking guide – confirm that instructions for assessors are adequate and clear benchmarks for each assessment item are present. Clear benchmarks are crucial for reliable assessment outcomes.

Other related resources – may consist of checklists, registers, and templates created separately from the workbook and marking guide. Validate them to ensure they are appropriate for the assessment task and address unit requirements.

Panel of Validators

Clause 1.11 outlines the criteria for validation panel members, specifying that validation can be done by one or more people. RTOs typically require all trainers and assessors to participate, occasionally inviting industry experts.

Collectively, your validation panel must have:

Up-to-date vocational competencies and industry skills pertinent to the unit being validated

Recent knowledge and skills in vocational teaching and learning

Any one of the following training and assessment qualifications:

TAE40116 Certificate IV in Training and Assessment or its successor

Assessment validation instrument/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Using a validation tool helps in both the validation process and documentation. It facilitates seeing how each assessment item matches each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
It serves as documentation that you have validated your resources prior to student use.

Although ASQA does not recommend or require a specific template for assessment tool validation, numerous templates can be found online. These tools typically have validators examine the tools holistically to determine if they meet the principles of assessment.

Assessment Principles Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

Though these templates simplify validation, they can lead to judgment errors due to limited space for comments on each assessment item.

We strongly recommend using a more detailed template to inspect each unit requirement and the assessment items that map to them. Here is an example:

Element Performance Criteria Assessment Directions Benchmarks Assessment Tools Rectification Recommendations
What do you Need to Check?
What to Inspect?

As outlined in our blog post Common Problems In Assessment Tools, your assessment tools must ensure trainers follow assessment principles and evidence rules.

Core Principles of Assessment
Fairness – Does the assessment process ensure equal opportunity and access for everyone?

Flexibility – Does the assessment offer multiple ways to show competence according to different needs and preferences?

Validity – Does the assessment assess what it is intended to assess? Is it a valid tool for measuring the required skill or knowledge?

Reliability – Will the assessment give the same results every time, regardless of the trainer? Will different assessors make the same decision on skill competence?

Evidence Basic Rules

Validity – Is the evidence showing that the candidate has the skills, get more info knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is there adequate evidence to ensure the learner has the required skills and knowledge?

Authenticity – Is the assessment tool proving that the work is the candidate’s own?

Currency – Do the assessment tools reflect current units of competency and modern industry practices?

Despite being frequently covered in VET professional development and nationally recognised training, many tools still have issues with these requirements.

To avoid employing learning resources that fail to meet all unit requirements, be sure to follow these guidelines:

Walk the Talk

Pay close attention to the verbs in the unit requirements and ensure they are addressed by the assessment item. For example, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement asks students to:

Carry out each of the following tasks at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication per service and regulatory requirements:

change diapers

prepare bottles, bottle-feed babies, and clean equipment

prepare solid food and feed infants

appropriately respond to infant signs and cues

settle babies for sleep and prepare them

monitor and encourage suitable physical exploration and gross motor skills for the age

Getting students to describe changing nappies for babies under 12 months doesn’t meet the unit requirement. Unless the requirement assesses underpinning knowledge (i.e., knowledge evidence), students should be performing the tasks.

Keep an Eye on Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Pay attention to the numbers. In our CHCECE032 example, one unit requirement asks students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby isn’t enough.

All or Nothing

Pay attention to lists. As mentioned earlier, if students perform only half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Could You Be More Specific?

Each assessment item should have clear and specific benchmark answers to guide the assessor’s judgment on the student’s competence. Hence, it’s important that your instructions do not confuse students or assessors. For instance:
What kind of information can be included in a work package?
What type of information can be included in a work package?

Possible answers include:

Compulsory resources

Pertinent costs

Time frame for activities

Assigned roles and responsibilities

If an assessment item requires multiple answers, specify how many answers are needed from a student. This ensures your assessment is reliable, and the evidence obtained is valid.

This also applies to assessment items with double-barrelled questions or those that ask for multiple answers at once. These can confuse students and assessors, as shown in the sample question below:

Identify a hazard and/or environmental concern in the workplace and select the most effective hazard control hierarchy.

Possible answers may include, but are not limited to:

Weather conditions – isolating the work area, engineering, personal protective equipment

Work area and ground conditions – eliminating hazards, isolation, engineering

People – isolation, use of engineering controls, administrative controls

Structural hazards – substitution, isolation, engineering

Chemical hazards – isolation, use of engineering controls, administrative controls

Equipment or machinery – isolating, use of engineering controls, administration

Steering clear of double-barrelled questions makes it simpler for students to respond and for assessors to judge competence accurately.

Considering these requirements, you might wonder, “Don’t learning resource developers offer audit guarantees?” However, with these guarantees, you must wait for an audit before they help rectify noncompliance. This affects your compliance history, so it's better to take a safe and compliant approach.

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